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Publisher's Foreword

Distinctive Stances In The Talmud

Our Holidays In Torah Law

Unlocking The Aggadah

   Of Eternal Life

A Perplexing Purim Feast

Is True Humility Possible?

To Whom Should The Torah Be Given?

Issues In Halachah

Glossary And Biographical Index

Beacons on the Talmud's Sea
Analyses of Passages From The Talmud And Issues In Halachah
Adapted From The Works of The Lubavitcher Rebbe, Rabbi Menachem M. Schneerson


Is True Humility Possible?

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Adapted from Likkutei Sichos, Vol. XIII, p. 30ff.

A Downward Spiral

The concluding mishnah of the tractate of Sotah emphasizes the pattern of spiritual descent that accompanied the destruction of the Second Beis HaMikdash. It mentions several Sages and underscores how they served as paradigms for various spiritual qualities, but relates that when those Sages died, these spiritual qualities - at least as expressed in a complete sense - were no longer manifest. The mishnah concludes stating, "When Rebbi (Rabbi Yehudah HaNasi) died, humility and the fear of sin were nullified."

The Gemora discusses the different points of the mishnah and concludes:

Rav Yosef told the Sage relating the mishnah, "[When speaking of Rebbi,] do not say [that] humility [was nullified], for I exist." ("And I am humble," Rashi.) Rav Nachman told the Sage relating the mishnah, "[When speaking of Rebbi,] do not say [that] the fear of sin [was nullified], for I exist."

Points To Ponder

This narrative raises several conceptual difficulties. First and foremost, on the surface, Rav Yosef's statement: "Do not say [that] humility [was nullified], for I exist," hardly appears to epitomize humility.

Also, Rav Yosef and Rav Nachman were contemporaries and were aware of each other's greatness.[1] Why didn't they tell the sage reading the mishnah to eliminate the entire clause, taking into consideration, not only their own personal virtues, but also the positive qualities that the other possessed?

And we find that Rabbi Pinchas ben Yair states:[2] "Humility leads to the fear of sin." How could Rav Nachman see himself as a paradigm of the higher quality - fear of sin - and yet consider the necessary prerequisite for the attainment of that quality, humility, as "nullified"?[3]

Self-Assured Humility

To focus on the first of the difficulties which was raised: The definition of humility is not, as is popularly conceived, a sense of meekness and low self-image in which a person has no sense of his own worth.[4] Instead, a true sense of humility is complemented by self-assurance. The person radiates confidence and self-esteem, but has no trace of arrogance or boastful pride. He knows his personal virtues, exercises them productively, and yet this does not lead to egotism or haughtiness.

We see this fusion exemplified by Moshe, our teacher. He himself told the Jewish people:[5] "It is I who stands between G-d and you," and it was he who wrote the verse:[6] "And there never arose in Israel a prophet like Moshe." Nevertheless, he was "more humble than all the men on the face of the earth."[7]

Moshe did not see pride and humility as conflicting tendencies.[8] Although he knew the greatness of the mission he had been given, and realized that he had been granted unique personal traits to enable him to fulfill this mission, this knowledge did not lead to ego-conscious pride. On the contrary, he realized that he had been endowed with these potentials by G-d; they were not the fruit of his own efforts. Moreover, he believed that if these gifts had been given to another, that person might have achieved even more than he.[9]

For this reason, Moshe humbled himself before all those who approached him.[10] Nevertheless, when it was necessary for him to exercise his authority, he did so with all the force and power required.

A Humble Man's Self-Image

Similar concepts can be explained with regard to Rav Yosef. He too was aware of his virtues, but saw them as trusts endowed to him by G-d and realized that perhaps another person could have administered these trusts more effectively. And just as his appreciation of his other virtues did not lead to pride, so too, he was able to remain humble despite his awareness of his own humility.

This conception is also reflected in the phrase which Rav Yosef chose to express his own self-image:[11] "Many harvests are reaped through the power of an ox." An ox has nothing to be proud of, for the harvests are not the product of his labor. They stem from the power of growth contained within the seeds and within the earth. The ox is merely an intermediary whose efforts enable this power of growth to be harnessed and put to use.

Similar concepts are reflected in the term used to describe Rav Yosef:[12] "the master of wheat." The implication is that the advantage is that the wheat - allegorically referring to the breadth of Torah knowledge Rav Yosef possessed - is a valuable resource. Rav Yosef is praised merely for being a fit reservoir for this resource to be stored.[13]

Does Study Lead To Inner Change?

There is, however, still room for question: Through studying the Torah, a person protects himself from the influence of the evil inclination and thus shields himself from sin. The attainment of this status was seemingly Rav Yosef's own personal achievement and did not come automatically, as a result of the potentials he was granted from above. Therefore he had ample justification for pride.

It can, however, be explained that - in protecting a person from sin - the Torah does not necessarily change the person's nature. According to Rav Yosef, when a person studies the Torah, he may remain who he is, the Torah merely exerts a protective influence from above. Therefore a person should rightfully be humble even though his Torah studies cause him to be protected from sin. For the fact that he is protected from sin does not represent a personal achievement. Instead, it is still considered as a result of the influence which he is granted from above.

On this basis, we can also understand why Rav Nachman considered the quality of humility to have been nullified, although he was aware of Rav Yosef and his virtues. Rav Nachman maintains that the study of the Torah changes the nature of the person, and it is because of this inner transformation that he is protected from sin. This inner transformation can be considered as the person's own achievement and a just reason for pride.[14]

Why Rav Nachman Feared Sin

Using similar reasoning, we can appreciate why Rav Yosef did not acknowledge Rav Nachman's fear of sin. The Talmud relates[15] that an astrologer told Rav Nachman's mother that her son would become a thief. Frightened over the fate of her child, she had him cover his head at all times so that he would be possessed by the fear of Heaven, and she prayed that the evil inclination would not take control of him. Once, his headcovering fell, and his evil inclination overpowered him.

Accordingly, Rav Yosef maintained that fear of sin was not an integral part of Rav Nachman's being, but rather an incremental factor dependent on his head being covered and his mother's prayers. Hence just as Rav Yosef did not attach importance to the fact that he himself was protected from sin by his Torah study, he did not consider Rav Nachman's fear of sin sufficient to amend the mishnah to say that the fear of sin had not been nullified.

Rav Nachman, by contrast, maintained that even though at the outset his fear of sin had been caused by external factors, afterwards, these qualities became internalized. Thus he justly felt that his own conduct was noteworthy enough for the mishnah to be amended so that it would not mention the fear of sin being nullified.

Can Externals Become Internals?

We thus see that Rav Nachman maintains that even though at the outset certain qualities may be incremental to a person's nature, ultimately they can become internalized to the extent that they characterize his personality. Rav Yosef, by contrast, maintains that an external factor can never be more than that. Although it may affect a person's conduct and control his habits, it does not change his nature.

This difference in approach is reflected in a difference of opinion between these Sages with regard to a point of halachah.[16] It is forbidden to recite the Shema near urine unless one pours water into it. All authorities agree that if a utensil already contains urine, it is necessary to pour a revi'is of water into it to nullify the urine's presence. When, however, a utensil is empty, and water is poured into it, and then urine, there is a difference between [the opinions of] Rav Nachman and Rav Yosef. Rav Nachman maintains that if the water precedes the urine, then any amount of water - even less than a revi'is - is sufficient to nullify the influence of the urine. Rav Yosef, by contrast, maintains that it makes no difference whether the water precedes the urine or not, at least a revi'is of water is always necessary.

What is the difference between the two opinions? Rav Nachman maintains that if the water is poured into the container first, it brings about a fundamental change. Although the water itself is an increment, the fact that it is poured into the container first makes a difference, and it affects the container's future status. Rav Yosef does not accept this principle and maintains that the standard quantity of water is required at all times.

To apply these concepts to the previous discussion: Rav Nachman maintains that external factors - e.g., wearing a headcovering or studying Torah - can make a fundamental change in a person's nature. Therefore, he describes himself as fearing sin, and does not think it appropriate to describe Rav Yosef as humble. Rav Yosef, by contrast, maintains that external factors will not bring about internal change. Therefore, he does not consider Rav Nachman as fearing sin, and considers it appropriate to describe his own self as humble.

An Ultimate Sense Of Humility

There still remains a difficulty to be resolved: It was explained that Rav Nachman did not consider Rav Yosef to be humble, because Rav Yosef had a virtue that he had attained through his own efforts. For this reason, the concept that all his virtues came as trusts from above and another person could have administered them more effectively did not apply to him. If this argument is true, how could the mishnah ascribe humility to Rebbi and the Torah ascribe humility to Moshe: surely they - like Rav Yosef - possessed positive virtues which they attained through their own efforts?

This question can be resolved by citing two conceptions of humility offered by our Sages.[17] As mentioned previously, Rabbi Pinchas ben Yair states: "Humility leads to the fear of sin," implying that he considers the fear of sin as a greater virtue. Rabbi Yehoshua ben Levi, by contrast, maintains that humility is a greater virtue than the fear of sin.

It can be explained that the Sages are not disagreeing. Instead, each one is referring to a different level of humility.[18] There is one level of humility that is a function of logic. Based on a particular set of reasons, e.g., the reasons mentioned above - that we have been endowed with our potentials by G-d, and if these gifts had been given to another person, he might have achieved even more, a person appreciates that he should be humble. There is, however, a deeper approach to humility, one that is not dependent on logical conclusions, but which comes from an inner sense of selflessness.

What is the source for this potential? The humility of G-d Himself, as our Sages comment:[19] "In the place of the greatness of the Holy One, blessed be He, there you find His humility."

G-d's humility is not motivated by any reason, but rather is a fundamental element of His being. "The righteous resemble their Creator,"[20] and thus humility of this nature is mirrored in certain great tzaddikim, for example, Moshe our teacher,[21] and Rebbi. Rav Nachman maintained, however, that in the era of exile, such humility was no longer possible.[22]

There is, however, a positive connection between the descent into exile and humility. All the revelations of that future era are dependent on our Divine service in the era of exile.[23] Thus it is this descent and the Divine service of the Jewish people, despite the challenges of exile, which will lead to the fulfillment of the prophecy:[24] "The humble shall increase their joy in G-d," with the coming of the Redemption. May this take place in the immediate future.

   

Notes:

  1. (Back to text) See Kiddushin 20b which records Rav Yosef's praise of Rav Nachman, and Eruvin 30a which records Rav Nachman's praise of Rav Yosef.

  2. (Back to text) Avodah Zarah 20b. In certain versions of the Talmud, this quote also appears as part of the mishnah - or as a bereisa - in the conclusion of Sotah.

  3. (Back to text) One might attempt to resolve this question by explaining that Rav Nachman follows the opinion of Rabbi Yehoshua ben Levi (Avodah Zarah, loc. cit.; see also Jerusalem Talmud, Shekalim 3:6) that humility is a greater virtue than the fear of sin. Thus Rav Nachman maintains that although he epitomized fear of sin, the quality of humility could in fact be nullified, for it is a higher virtue which he himself has not attained. Conversely, Rav Yosef does not mention that the fear of sin has not been nullified (although he sees himself as a paradigm of humility), because he follows the opinion of Rabbi Pinchas ben Yair which maintains that the fear of sin surpasses humility.

    It is, however, difficult to offer this explanation, because there is no source which states that Rav Yosef and Rav Nachman perpetuated the difference of opinion between Rabbi Pinchas ben Yair and Rabbi Yehoshua ben Levi.

  4. (Back to text) Biurei Zohar, L'Admur HaEmtzaei, Parshas Pekudei, p. 59b; Tzemach Tzedek p. 309. See also the essay entitled "Pride That Runs Deeper Than Self" in In the Garden of the Torah, Vol. II, p. 19ff.

  5. (Back to text) Devarim 5:5.

  6. (Back to text) Devarim 34:10.

  7. (Back to text) Bamidbar 12:3.

  8. (Back to text) There is a further corollary to this principle. Precisely because of his humility, Moshe was able to make full use of the potentials he had been granted. When a person is possessed by egocentric pride, much of his energy goes into feeding his ego rather than productive work. And moreover, his self-consciousness causes friction with others.

  9. (Back to text) Sefer HaMaamarim 5697, p. 298ff.

  10. (Back to text) I.e., not only did he not feel himself above anyone else (because his powers were given him by G-d and not the products of his own work), he also humbled himself before others (because he felt that someone else could have used those powers better than he did).

  11. (Back to text) Sanhedrin 42a.

  12. (Back to text) Horios 14a.

  13. (Back to text) The concept of the fusion of humility and self-assurance is also communicated by another term that Horios, op. cit., uses to refer to Rav Yosef: "Sinai."

    Sinai is "the lowest of all the mountains," a symbol of humility, and yet it is a mountain, exemplifying confidence and power. See the essay entitled "The Revelation at Mt. Sinai," which develops these concepts [Timeless Patterns in Time, Vol. II, p. 109ff. (Kehot, N.Y., 1994)].

  14. (Back to text) Although Rav Yosef was in fact humble, in Rav Nachman's opinion, that humility stemmed from a lack of appreciation of his own positive virtues. And as mentioned above, a true sense of humility involves knowing one's virtues and yet remaining humble.

  15. (Back to text) Shabbos 156b.

  16. (Back to text) Berachos 25b.

  17. (Back to text) Avodah Zarah 20b.

  18. (Back to text) The Talmud uses the expression piligei, implying that there is a difference of opinion between them. Nevertheless, it is possible to interpret that term (as does the Shaloh, Hakdamah, p. 36a) as referring to a difference in emphasis, but not a disagreement in principle.

  19. (Back to text) Megillah 31a; see the explanation in Sefer HaMaamarim 5700, p. 40.

  20. (Back to text) Rus Rabbah 4:3; See sources cited in Likkutei Sichos, Vol. IV, p. 1136, fn. 6.

  21. (Back to text) It was explained above that Moshe's humility came because of a rational calculation. This is true, but the very fact that Moshe was able to accept such a calculation was because he possessed the true and essential quality of humility mentioned above.

  22. (Back to text) Rav Yosef, however, was focusing on the lower level of humility, which is accessible even in the era of exile. Therefore, he maintained that the clause mentioning humility should be removed from the mishnah, for he personified - at least - this lower level of humility.

  23. (Back to text) Tanya, ch. 37.

  24. (Back to text) Yeshayahu 29:19.


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